As of February 1, 2022, financial advisors who give advice to clients about whether to roll over 401(k) plan assets into an IRA are subject to a new set of regulations from the U.S. Department of Labor (DOL). Specifically, advisors who would receive increased compensation as a result of recommending a rollover (such as aRead More...

The post Complying With PTE 2020-02 Under DoL’s New IRA Rollover Requirements first appeared on Kitces.com.