In this episode, Mike Wible, a partner in our Investment Management practice, and David Wilson, a partner in our Securities & Shareholder Litigation practice, discuss recent areas of focus for the SEC’s Enforcement Division. Their topics include: • Takeaways from the April 2019 SEC Speaks conference • Top 10 things to do – or not do – if you receive an informal inquiry request or a subpoena from Enforcement or another SEC division