Meet Patrick Hayes, investment management counsel at Calfee, Halter & Griswold and your host for The Securities Compliance Podcast presented by the National Society of Compliance Professionals. A personal master class for the securities legal and compliance professional, Patrick’s passion is to help you put Compliance In Context™ by combining the technical expertise of industry thought leaders and innovators with the practical experience of doers and key decision-makers. Listen today to help elevate your firm’s compliance program and take your career to new heights.
Core Compliance and Legal Services
Compliance4
Simpson Thacher & ACA Group
Practising Law Institute
Ivan Barretto and Collin O'Bryant
Tom Fox
Attorney Laura Anthony
BDO USA
FINRA
Cadwalader Cabinet
Kiays Khalil
Jeffrey Smith
Salem Center for Policy
Greyline
Josh Cohen
None
Oyster Consulting
Paul Hastings LLP
StoneTurn
Thomas Fox
Morrison & Foerster LLP (MoFo)
Hosted by: rackle_pterodackle, Multiple Authors (sourced from r/superstonk)
CSS (Compliance Solutions Strategies)
Thomson Reuters
KPMG LLP (U.S.)
Milbank
Charles Garnar
Sullivan & Cromwell
Laven Partners
Workiva
University of Arkansas: Sam M. Walton College of Business
Stroock & Stroock & Lavan LLP
KPMG LLP (U.S.)
Andrew Jennings
Beth Haddock
Jones Day Talks
Vanessa N. Martinez
Anju De Alwis
Scott Moritz
Thomas Fox
Security Traders Association
David Morefield
Bloomberg Law
Thompson Hine
PwC
Skadden, Arps, Slate, Meagher & Flom LLP
The Council of Institutional Investors
FundApps
Lori
Thomas Fox
FundAmerica
Mark Mersman
FINRA Series 22 Exam lessons
Evan Epstein
Hightower Advisors
AIMA
Global Risk Community
Mosaic Insurance
REDW CPAs & Advisors
Sonja Stirnimann
Blake, Cassels & Graydon LLP
Tom Fox
RANE Network
GARP
CPABC
Baker McKenzie
Avichal Srivastava
ExpenseOnDemand and The SME Club
Sidley Austin LLP
Embark
Edward James
Ropes & Gray LLP
Greenberg Traurig, LLP
Risky Women®
The Risk Management Association
Ncontracts
Withers
ABA Business Law Section
Guardian Insight Group
SIFMA
Institute of International Finance
Michael Volkov
Michael Rasmussen
NASAA
WE ARE GUERNSEY
Roy Zimmerhansl
Worksmart
Carrie Devorah
Dave Gerber
AICPA & CIMA
Quorsus
Matt Kelly
Tim Khasanov-Batirov
Guidehouse and American University School of Public Affairs
Norton Rose Fulbright
CMS
Baker McKenzie
Yana Afanasieva
Rob Valdez
Baker McKenzie