Practicing attorney Matt Baum, Esq. discusses legal issues affecting financial advisors, broker-dealers, and investment advisers in down-to-earth way. Matt is a Partner at Ellenoff Grossman & Schole LLP, a law firm located in NYC with more than 125 attorneys.
ATTORNEY ADVERTISING. PAST RESULTS DO NOT GUARANTEE FUTURE OUTCOMES. NONE OF THE CONTENT IN THIS PODCAST SHALL BE CONSTRUED AS LEGAL ADVICE NOR DOES IT CREATE AN ATTORNEY/CLIENT RELATIONSHIP. THE INFORMATION PRESENTED ON THIS PODCAST IS FOR GENERAL INFORMATIONAL PURPOSES ONLY AND SHOULD NOT BE RELIED ON FOR ANY PURPOSE. THE OPINIONS CONTAINED IN THE PODCAST ARE NEITHER ENDORSED NOR OFFERED BY ELLENOFF GROSSMAN & SCHOLE LLP.
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