The Reg Report: Recent Episodes
Mark Mersman
Reg Report is your source for insights on regulatory developments affecting the financial industry, and financial professionals. Learn how certain regulatory developments and changes can affect your business with regular updates from the industry professionals at USA Financial.
The Reg Report Podcast is your source for current information on the financial industry's continually evolving regulatory environment. Listen as executives from USA Financial walk you through updates, changes and possible future challenges to how you run your business. In this episode, CEO Mike Walters and Chief Legal Officer Andrea McGrew look at the handful of lawsuits that are seeking to stop the Reg BI before it can get implemented, as well as a congressional house hearing on the subject.
The Reg Report Podcast is your source for current information on the financial industry's continually evolving regulatory environment. Listen as executives from USA Financial walk you through updates, changes and possible future challenges to how you run your business. In this episode, Chief Marketing Officer Mark Mersman and Chief Legal Officer Andrea McGrew break down the details of the SEC's regulation best interest proposal. They focus on the new form CRS, which intends to mandate conversations between clients and advisors about appropriate regulatory information in their financial investments.
The Reg Report Podcast is your source for current information on the financial industry's continually evolving regulatory environment. Listen as executives from USA Financial walk you through updates, changes and possible future challenges to how you run your business. In this episode, CEO Mike Walters and Chief Legal Officer Andrea McGrew discuss the SEC's suggested Regulation Best Interest plan and what it could mean for you going forward.
The Reg Report Podcast is your source for current information on the financial industry's continually evolving regulatory environment. Listen as executives from USA Financial walk you through updates, changes and possible future challenges to how you run your business. In this first episode, join CEO Mike Walters and Chief Legal Officer Andrea McGrew as they set the stage for what could be coming your way via the Securities and Exchange Commission.